LPLA

LPL Financial Holdings Inc

LPLA.US lpl.com + Research + Basket
CIK 0001397911
Employees 10,417
Phone 800 877 7210
Fiscal year end December
IPO Nov 18, 2010
Address 4707 Executive Drive, San Diego, CA, United States, 92121
300.89
-10.59 (-3.40%)
USD · NASDAQ
52-week range
259.94
399.03
Trading at 29% of the 52-week range
Market Cap
24.25B
P/E Ratio
17.85
Forward P/E
10.46
Book Value
74.22
Div. Yield
0.40%
% Institutions
106.32%
% Insiders
0.402%

1 Year

-19.4%

3 Year

+37.9%

10 Year

+910.2%
Description

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at institutions in the United States. The company's brokerage offerings include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and 529 education savings plans, and insurance; and client cash programs consist of Federal Deposit Insurance Corporation (FDIC) insured bank sweep vehicles, and a client cash and money market account. It also provides fee-based platforms that provide access to mutual funds, exchange traded funds, stocks, bonds, certain options strategies, unit investment trusts, institutional money managers, and no-load multi-manager variable annuities. In addition, the company offers retirement solutions for commission and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, it provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services for estates and families; an advisor-facing trading and portfolio rebalancing platform; insurance brokerage general agency services; and technology products, including proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

Actions

Add an action for LPLA.US, or sign in to see your action list.

People

▼

Directors & Officers

Name Title Year Born
Mr. Richard Steinmeier CEO & Director 1974
Mr. Matthew Jon Audette B.S. President & CFO 1975
Mr. Matthew K. Enyedi MD & Chief Client Officer 1974
Ms. Aneri Jambusaria CFP Group MD & Chief Wealth Officer 1984
Mr. Greg Gates Group MD and Chief Product & Technology Officer 1977
Ms. Judith Kohoskie Ricketts Executive Vice President of Operations NA
Mr. Marc Andrew Zabicki C.F.A. Chief Investment Officer NA
Ms. Katharine Reeping Senior VP, Controller & Chief Accounting Officer 1978
Mr. Jonathan Lewis Chief Technology & Information Officer NA
Mr. Matthew Edwin Morningstar J.D. Group MD & Chief Legal Officer 1976

Insider Trading

Open insider trading
Date Insider Name Title Transaction Type Shares Price Value SEC
Apr 15, 2026 Matthew J Audette N/A Sale 1.11K $330.01 $366.31K SEC
Apr 14, 2026 Matthew J Audette N/A Sale 469.00 $325.34 $152.58K SEC
Mar 27, 2026 Gilbert Ray Cisneros, Jr. N/A Purchase N/A $296.90 N/A —
Mar 10, 2026 Marc Eliot Cohen N/A Sale 1.09K $309.72 $336.98K SEC
Mar 09, 2026 Marc Eliot Cohen N/A Sale 2.21K $308.75 $682.96K SEC
Feb 26, 2026 Matthew Enyedi N/A Sale 2.11K $320.15 $675.20K SEC
Feb 26, 2026 Matthew J Audette N/A Sale 1.58K $320.50 $506.71K SEC
Dec 10, 2025 Gilbert Ray Cisneros, Jr. N/A Purchase N/A $386.99 N/A —
Dec 05, 2025 Richard Steinmeier N/A Sale 5.06K $370.99 $1.88M SEC
Dec 05, 2025 Greg Gates N/A Sale 750.00 $370.97 $278.23K SEC
Dec 01, 2025 Aneri Jambusaria N/A Sale 80.00 $352.48 $28.20K SEC
Nov 05, 2025 Greg Gates N/A Sale 1.50K $376.43 $564.65K SEC
Oct 27, 2025 Michael T. McCaul N/A Sale N/A $343.43 N/A —
Oct 06, 2025 Greg Gates N/A Sale 750.00 $314.42 $235.82K SEC
Sep 05, 2025 Greg Gates N/A Sale 1.50K $338.21 $507.32K SEC
Sep 02, 2025 Aneri Jambusaria N/A Sale 80.00 $361.25 $28.90K SEC
Aug 22, 2025 Michael T. McCaul N/A Sale N/A $362.44 N/A —
Aug 05, 2025 Greg Gates N/A Sale 1.50K $374.05 $561.08K SEC
Jul 03, 2025 Greg Gates N/A Sale 1.50K $382.63 $573.95K SEC

Shareholders

▼

Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
BlackRock Inc 4.73M Jun 30, 2026 6.08% $0.02 -4.85%
Dodge & Cox 4.58M Jun 30, 2026 5.88% $0.68 10.42%
Boston Partners Global Investors, Inc 4.25M Jun 30, 2026 5.46% $1.07 2.89%
Jupiter Topco LLC 4.20M Jun 30, 2026 5.39% $0.48 0.00%
Vanguard Portfolio Management, LLC 3.83M Jun 30, 2026 4.92% $0.05 -0.52%
Vanguard Capital Management, LLC 3.61M Jun 30, 2026 4.64% $0.02 0.46%
Principal Financial Group Inc 2.68M Jun 30, 2026 3.45% $0.37 1.84%
Samlyn Capital, LLC 2.41M Jun 30, 2026 3.09% $11.03 3.54%
Capital World Investors 2.34M Jun 30, 2026 3.01% $0.08 1.33%
State Street Corp 1.93M Jun 30, 2026 2.48% $0.02 3.81%
WCM Investment Management 1.81M Jun 30, 2026 2.32% $0.88 4.36%
The Goldman Sachs Group Inc 1.70M Jun 30, 2026 2.18% $0.04 370.05%
Geode Capital Management, LLC 1.50M Jun 30, 2026 1.93% $0.02 -5.78%
Assenagon Asset Management SA 1.49M Jun 30, 2026 1.92% $0.26 8,970.43%
Massachusetts Financial Services Company 1.46M Jun 30, 2026 1.87% $0.13 -62.30%
Kayne Anderson Rudnick Investment Management LLC 1.43M Jun 30, 2026 1.84% $1.26 -14.62%
AllianceBernstein L.P. 1.39M Jun 30, 2026 1.78% $0.14 -11.85%
Lone Pine Capital LLC 1.22M Jun 30, 2026 1.57% $2.10 -40.53%
SurgoCap Partners LP 1.06M Jun 30, 2026 1.37% $9.68 4.15%
NORGES BANK 1.05M Jun 30, 2026 1.35% $0.03 1.35%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 Dodge & Cox Stock I 3.02M 3.87% ▲ 0.00% Sep 30, 2026
2 Vanguard MStar Total Stk Mkt Idx Invest 2.50M 3.21% ▼ 1.63% Sep 30, 2026
3 Janus Henderson Enterprise D 2.23M 2.86% ▲ 0.00% Aug 31, 2026
4 American Funds Growth Fd of Amer A 1.86M 2.39% ▲ 15.09% Sep 30, 2026
5 Vanguard MStar Mid Cap Index Instl 1.69M 2.17% ▼ 2.54% Sep 30, 2026
6 Principal MidCap R5 1.64M 2.11% ▼ 3.83% Sep 30, 2026
7 AllianceBernstein US L/C Growth Eqty MF 1.24M 1.59% ▼ 2.29% Jun 30, 2026
8 JHancock Disciplined Value Mid Cap I 1.15M 1.47% ▼ 1.59% Aug 31, 2026
9 Vanguard MStar Growth Index Investor 1.09M 1.41% ▲ 5.09% Sep 30, 2026
10 VanEck Morningstar Wide Moat ETF 877.20K 1.13% ▼ 0.05% Oct 30, 2026

Financial Highlights

▼
Market Cap: $24.25B
EBITDA: $2.11B
P/E Ratio: $17.85
PEG Ratio: $0.38
Book Value: $74.22
Dividend/Share: $1.20
Dividend Yield: 0.40%
Earnings/Share: $17.45
Profit Margin: 6.97%
Operating Margin: 10.85%
ROA (TTM): 7.35%
ROE (TTM): 25.66%
Revenue (TTM): $19.99B
Revenue/Share (TTM): $250.95
Earnings Growth (YOY): 39.40%
Revenue Growth (YOY): 17.80%

Valuation Metrics

Enterprise Value: $30.00B
Trailing P/E: 17.85
Forward P/E: 10.46

Shares Statistics

Shares Outstanding: 77.87M
Shares Float: 77.30M
% Insiders: 0.402%
% Institutions: 106.32%
Shares Short: 2.18M
Shares Short (Prior Month): 1.97M
Short Ratio: 2.51
Short % Float: 2.80%

Stock Price History

▼

1 Year Price History

3 Years Price History

10 Years Price History

Max Price History

Financial Charts

▼
Open balance sheet Open capital intensity Download Financials (Excel)

Revenue, Net Income & Operating Cash Flow (Yearly)

Change % vs Prior Year

Revenue, Net Income & Operating Cash Flow (Quarterly)

Change % vs Prior Quarter

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Income Statement Waterfall

▼
Open full waterfall Open balance sheet
Line Item
Step Type
Value
Revenue
adjust
$16.99B
Cost of Goods Sold
adjust
$-12.64B
Gross Profit
subtotal
$4.35B
SG&A
adjust
$-177.06M
Other Operating Expense
adjust
$-1.89B
Operating Income
subtotal
$2.28B
Other / Non-Operating Items
adjust
$-1.42B
Net Income
subtotal
$863.02M

Earnings Per Share (EPS) History

▼

Financial Ratios

▼

📦 Raw API Data (JSON Explorer)

▼

Assistant

×
Hello! I'm your AI assistant. I have access to the financial data on this page. Ask me anything about LPLA.US!