SSSS

SuRo Capital Corp

SSSS.US neostellar.vc + Research + Basket
CIK 0001509470
Employees 9
Phone 650-235-4769
Fiscal year end December
IPO Apr 28, 2011
Address , New York, NY, United States
Price N/A
USD · NASDAQ
52-week range
8.46
14.98
Market Cap
326.92M
P/E Ratio
1.79
Forward P/E
0.63
Book Value
14.24
Div. Yield
0.00%
% Institutions
22.45%
% Insiders
8.37%

1 Year

+19.8%

3 Year

+187.1%

10 Year

+299.1%
Description

Neostellar Capital Corp., formerly known as SuRo Capital Corp. is a venture capital, mezzanine, secondary(direct) and business development company specializing in growth capital, emerging growth, late stage and venture capital-backed private companies. It prefers to invest in energy and utilities, consumer, technology, media and communication sectors. The company prefers to invest in United States of America and Canada. The firm only seeks minority stakes. Neostellar Capital Corp. was founded in 2010 and is based in New York, New York with additional offices in San Francisco, California.

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People

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Directors & Officers

Name Title Year Born
Mr. Mark David Klein Chairman, President & CEO 1962
Mr. James Nash Chief Compliance Officer 1981
Mr. Josh Mauldin Controller NA

Insider Trading

Open insider trading
Date Insider Name Title Transaction Type Shares Price Value SEC
Apr 21, 2026 Mark D Klein N/A Purchase 2.50K $13.08 $32.70K SEC
Aug 12, 2025 Mark D Klein N/A Purchase 10.00K $8.45 $84.50K SEC
Aug 11, 2025 Mark D Klein N/A Purchase 4.57K $8.69 $39.72K SEC
May 09, 2025 Mark D Klein N/A Purchase 16.50K $5.26 $86.79K SEC

Shareholders

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Institutional Holders

Holder Name Shares Date Reported % Out Value % Change
Gabelli Funds LLC 1.23M Jun 30, 2026 4.64% $0.10 -5.91%
GatePass Capital, LLC 508.15K Jun 30, 2026 1.92% $2.42 0.44%
Needham Investment Management, LLC 426.59K Mar 31, 2026 1.61% $0.23 0.00%
Franklin Templeton Inc 300.70K Mar 31, 2026 1.14% $0.00 43.06%
Kingsview Wealth Management, LLC 265.26K Mar 31, 2026 1.00% $0.04 0.00%
We Are One Seven, LLC 261.97K Mar 31, 2026 0.99% $0.06 -0.01%
Gamco Investors, Inc. Et Al 243.50K Jun 30, 2026 0.92% $0.03 -0.41%
LPL Financial Corp 202.47K Mar 31, 2026 0.76% $0.00 15.82%
Jane Street Group LLC 197.05K Mar 31, 2026 0.74% $0.00 -21.50%
J. Goldman & Co LP 120.70K Mar 31, 2026 0.46% $0.04 0.00%
Lazard Asset Management LLC 111.69K Jun 30, 2026 0.42% $0.00 0.00%
INTREPID FAMILY OFFICE LLC 100.00K Jun 30, 2026 0.38% $0.93 -20.00%
BlackRock Inc 90.16K Mar 31, 2026 0.34% $0.00 -40.50%
Private Advisor Group, LLC 71.86K Jun 30, 2026 0.27% $0.00 4.09%
Acadian Asset Management LLC 71.19K Mar 31, 2026 0.27% $0.00 0.00%
Morgan Stanley - Brokerage Accounts 65.89K Mar 31, 2026 0.25% $0.00 24.32%
Amvescap Plc. 65.66K Mar 31, 2026 0.25% $0.00 -33.97%
Janney Montgomery Scott LLC 59.47K Mar 31, 2026 0.22% $0.00 0.00%
Green Alpha Advisors, LLC 59.38K Jun 30, 2026 0.22% $0.50 1.30%
Two Sigma Investments LLC 54.10K Mar 31, 2026 0.20% $0.00 -62.23%

Fund Holdings

Rank Holder Name Shares Held % of Shares Change Date Reported
1 Gabelli Equity Trust 633.67K 2.39% ▲ 0.00% Mar 31, 2026
2 Gabelli Dividend & Income 397.90K 1.50% ▲ 3.34% Mar 31, 2026
3 Putnam BDC Income ETF 321.32K 1.21% ▲ 0.23% Jul 31, 2026
4 Gabelli Financial Services Opp ETF 250.19K 0.95% ▲ 3.75% Mar 31, 2026
5 Lazard Baylight US Small Cap Equity 92.90K 0.35% ▲ 0.00% Jun 30, 2026
6 iShares Listed Private Eq ETF USD Dist 87.44K 0.33% ▲ 0.00% Jul 31, 2026
7 Catalyst/SMH Total Return Income A 42.47K 0.16% ▲ 0.00% Mar 31, 2026
8 Invesco Global Listed Private Equity ETF 40.10K 0.15% ▲ 0.00% Jul 31, 2026
9 OneAscent Enhanced Small and Mid Cap ETF 29.19K 0.11% ▲ 0.00% Jul 31, 2026
10 Herzfeld Special Situations Composite 22.85K 0.09% ▲ 489.35% Jun 30, 2026

Financial Highlights

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Market Cap: $326.92M
P/E Ratio: $1.79
Book Value: $14.24
Dividend/Share: $0.00
Dividend Yield: 0.00%
Earnings/Share: $6.99
Profit Margin: 10,694.80%
Operating Margin: -369.38%
ROA (TTM): -2.24%
ROE (TTM): 79.19%
Revenue (TTM): $1.92M
Revenue/Share (TTM): $0.08
Earnings Growth (YOY): -75.60%
Revenue Growth (YOY): 46.70%

Valuation Metrics

Enterprise Value: $324.10M
Trailing P/E: 1.79
Forward P/E: 0.63

Shares Statistics

Shares Outstanding: 26.07M
Shares Float: 23.86M
% Insiders: 8.37%
% Institutions: 22.45%
Shares Short: 177.51K
Shares Short (Prior Month): 203.23K
Short Ratio: 0.59
Short % Float: 0.74%

Stock Price History

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1 Year Price History

3 Years Price History

10 Years Price History

Max Price History

Financial Charts

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Open balance sheet Open capital intensity Download Financials (Excel)

Revenue, Net Income & Operating Cash Flow (Yearly)

Change % vs Prior Year

Revenue, Net Income & Operating Cash Flow (Quarterly)

Change % vs Prior Quarter

Operating Expenses (Yearly)

Operating Expenses (Quarterly)

Balance Sheet (Yearly)

Balance Sheet (Quarterly)

Assets Breakdown (Yearly)

Assets Breakdown (Quarterly)

Liabilities Breakdown (Yearly)

Liabilities Breakdown (Quarterly)

Income Statement Waterfall

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Open full waterfall Open balance sheet
Line Item
Step Type
Value
Revenue
adjust
$34.89M
Cost of Goods Sold
adjust
$-5.09M
Gross Profit
subtotal
$34.89M
SG&A
adjust
$-2,244.82B
Operating Income
subtotal
$53.71M
Other / Non-Operating Items
adjust
$-4.90M
Net Income
subtotal
$48.81M

Earnings Per Share (EPS) History

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Financial Ratios

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📦 Raw API Data (JSON Explorer)

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